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What offerings are counted towards amount issued while under baby shelf?

Shawn Stevenson avatar
Written by Shawn Stevenson
Updated over 2 years ago

Only securities issued through a shelf registration counts towards this value. This means the following do not reduce raisable amount from a shelf:

  1. S-1 offerings

  2. Warrants, convertibles notes or preferreds registered separately on a different form

  3. Equity lines registered using form S-1

ATM usage does count towards shelf usage for the shelf it is linked to.

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